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Identifying and Definitional Attributes
QH 040002 v2
Data Element
Data Element
Current
02-Sep-2003
Superseded
19-Oct-2008
Standard
02-Sep-2003
19-Oct-2008
That part of a name a person usually has in common with some other members of his/her family, as distinguished from his/her given names.
Administrative purposes and individual identification.
Family name
Surname
Representational Attributes
Character
Text
X[X(39)]
1
40
Permissible Values

Permissible_values

Text
Supplementary Values

Supplemenary_values

-
Collection and Usage Attributes
The agency or establishment should record the client's full 'Family name' on their information systems.

NCSDD specific:
In instances where there is uncertainty about which name to record for a person living in a remote Aboriginal or Torres Strait Islander community, Centrelink follows the practice of recording the Indigenous person's name as it is first provided to Centrelink. In situations where proof of identity is required, the name recorded should appear on a majority of the higher point scoring documents that are produced as proof of identity.
This data element should be recorded for all persons who receive services from or are of interest to an organisation. For the purposes of positive identification, it may also be recorded for providers of those services who are individuals.

Mixed case should be used.

Family name should be recorded in the format preferred by the person. The format should be the same as that indicated by the person on a form or in the same format as that printed on an identification card (e.g. Medicare card) to ensure consistent collection of name data.

It is acknowledged that some people use more than one family name (e.g. formal name, birth name, married/maiden name, tribal name) depending on the circumstances. Each name should be recorded against the appropriate Person name type (see Comments).

A person is able to change his or her name by usage in all States and Territories of Australia with the exception of Western Australia, where a person may only change his or her name under the Change of Name Act. Care should be taken when recording a change of name for a minor. Ideally, the name recorded for the minor should be known to both of his/her parents, so the minor's records can be retrieved and continuity of care maintained, regardless of which parent accompanies the minor to the agency or establishment.

A person should generally be registered using their preferred name as it is more likely to be used in common usage and on subsequent visits to the agency or establishment. The person's preferred name may in fact be the name on their Medicare card. The Person name type data element can be used to distinguish between the different types of names that may be used by the person. The following format may assist with data collection:

What is your family name? _______________________________________

Are you known by any other family names that you would like recorded? If so, what are they ___________________________________________________

Please indicate, for each name above, the 'type' of family name that is to be recorded:

(a) Medicare Card Name (if different to preferred name).

(b) Alias (any other name that you are known by).

Whenever a person informs the agency or establishment of a change of family name (e.g. following marriage or divorce), the former name should be recorded as an alias name. A full history of names should be retained. e.g. 'Mary Georgina Smith' informs the hospital that she has been married and changed her family name to 'Jones'. Record 'Jones' as her preferred family name and record 'Smith' as an alias name.

Hyphenated family names:
Sometimes persons with hyphenated family names use only one of the two hyphenated names. It is useful to record each of the hyphenated names as an alias. If the person has a hyphenated family name, e.g. 'Wilson-Phillips' record 'Wilson-Phillips' in the preferred family name field and record 'Wilson' and 'Phillips' separately as alias family names.

Punctuation:
If special characters form part of the family name they should be included, e.g. hyphenated names should be entered with a hyphen.
Examples:
hyphen, e.g. Wilson-Phillips

Do not leave a space before or after a hyphen, i.e. between the last letter of 'Wilson' and the hyphen, nor a space between the hyphen and the first letter of 'Phillips'.
apostrophe, e.g. O'Brien, D'Agostino

Do not leave a space before or after the apostrophe, i.e. between the 'O' and the apostrophe, nor a space between the apostrophe and 'Brien'.
full stop, e.g. St. John, St. George

Do not leave a space before a full stop, i.e. between 'St' and the full stop. Do leave a space between the full stop and 'John'.
space, e.g. van der Humm, Le Brun, Mc Donald

If the person has recorded their family name as more than one word, displaying spaces in between the words, record their family name in the same way leaving one space between each word.

Registered, unnamed, newborn babies:
When registering a newborn, use the mother's family name as the baby's family name unless instructed otherwise by the mother. Record unnamed babies under the newborn Person name type.

Persons with only one name:
Some people do not have a family name and a given name, they have only one name by which they are known. If the person has only one name, record it in the 'Family name' field and leave the 'Given name' field blank.

Registering an unidentified person:
The default for unknown family name, should be unknown in all instances and the name recorded as an alias name. Don't create a 'fictitious' family name such as 'Doe' as this is an actual family name. When the person's name becomes known, record it as the preferred family name and do not overwrite the alias name of unknown.

Registering people from disaster sites:
Persons treated from disaster sites should be recorded under the alias Person name type. Local business rules should be developed for consistent recording of disaster site person details.
Care should be taken not to use identical dummy data (family name, given name, date of birth, sex) for two or more persons from a disaster site.

If the family name needs to be shortened:
If the length of the family name exceeds the length of the field, truncate the family name from the right (that is, dropping the final letters). Also, the last character of the name should be a hash (#) to identify that the name has been truncated.

Use of incomplete names or fictitious names:
Some health care facilities permit persons to use a pseudonym (fictitious or partial name) in lieu of their full or actual name. It is recommended that the person be asked to record both the pseudonym (alias name) in addition to the person's Medicare card name.

Baby for adoption:
The word adoption should not be used as the family name, given name or alias for a newborn baby. A newborn baby that is for adoption should be registered in the same way that other newborn babies are registered. However, if a baby born in the hospital is subsequently adopted, and is admitted for treatment as a child, the baby is registered under their adopted (current) name, and the record should not be linked to the birth record. This should be the current practice. Any old references to adoption in client registers (for names) should also be changed to unknown. Contact your State or Territory adoption information service for further information.

Prefixes:
Where a family name contains a prefix, such as one to indicate that the person is a widow, this must be entered as part of the 'Family Name' field. When widowed, some Hungarian women add 'Ozvegy' (abbreviation is 'Ozy') before their married family name, e.g. 'Mrs Szabo' would become 'Mrs Ozy Szabo'. That is, 'Mrs Szabo' becomes an alias name and 'Mrs Ozy Szabo' becomes the preferred name.

Ethnic Names:
The Centrelink publication, Naming Systems for Ethnic Groups, provides the correct coding for ethnic names.
Misspelled family name:
If the person's family name has been misspelled in error, update the family name with the correct spelling and record the misspelled family name as an alias name. Recording misspelled names is important for filing documents that may be issued with previous versions of the person's name. Discretion should be used regarding the degree of recording that is maintained.

NHDD specific: Health care provider identification DSS and Health care client identification DSS
When used for the purpose of positive identification or contact, Agencies or establishments that collect Family name should also collect Person name type
This metadata item is common to both the National Community Services Data Dictionary and the National Health Data Dictionary. Often people use a variety of names, including legal names, married/maiden names, nicknames, assumed names, traditional names, etc. Even small differences in recording - such as the difference between MacIntosh and McIntosh- can make record linkage impossible. To minimise discrepancies in the recording and reporting of name information, agencies or establishments should ask the person for their full (formal) 'Given name' and 'Family name'. These may be different from the name that the person may prefer the agency or establishment workers to use in personal dealings. Agencies or establishments may choose to separately record the preferred names that the person wishes to be used by agency or establishment workers. In some cultures it is traditional to state the family name first. To overcome discrepancies in recording/reporting that may arise as a result of this practice, agencies or establishments should always ask the person to specify their first given name and their family name or surname separately. These should then be recorded as 'Given name' and 'Family name' as appropriate, regardless of the order in which they may be traditionally given. NCSDD specific: Selected letters of the family name in combination with selected letters of the 'Given name',' Date of birth' and 'Sex', may be used for record linkage for statistical purposes only. Other References: AS4846 Health Care Provider Identification, 2004, Sydney: Standards Australia
Relational Attributes
Related Metadata References

Related Metadata References_IR

  • 1 - 7
ViewRelationshipMetadata Item TypeMetadata Item SubtypeNameIdentifier & VersionApproval Status
SupersedesData ElementData ElementSurnameQH 040002 Version 1Superseded
Has been superseded byData ElementData ElementHealth care client (name)-family nameQH 040002 Version 3Superseded
Relates toData ElementData ElementGiven nameQH 040003 Version 2Superseded
Relates toData ElementData ElementName conditional use flagQH 040853 Version 1Superseded
Relates toData ElementData ElementName suffixQH 040851 Version 1Superseded
Relates toData ElementData ElementName titleQH 040850 Version 1Superseded
Relates toData ElementData ElementPerson name typeQH 040858 Version 1Superseded
Implementation in Metadata Sets

Implemented

  • 1 - 3
ViewMetadata Item TypeMetadata Item SubtypeNameIdentifer & VersionObligationApproval StatusEffective FromEffective To
Information AssetData CollectionElective Surgery Data Collection (ESDC)QH 020110 Version 1MandatorySuperseded02-Sep-200319-Oct-2008
Information AssetData CollectionEmergency Data Collection (EDC)QH 020159 Version 1MandatorySuperseded02-Sep-200319-Oct-2008
Information AssetData CollectionQueensland Cancer Registry (QCR) Data CollectionQH 020002 Version 1MandatorySuperseded02-Sep-200319-Oct-2008
Source and Reference Attributes
Australian Institute of Health and Welfare
National Health Data Dictionary